Governance and Licenses

S&W Plus is committed to best practice corporate governance with a focus on being innovative, encouraging positive engagement with our clients and stakeholders and fostering a culture and values that ensures it is sustainable.

For us, governance is the framework by which we are directed, managed and held to account. It incorporates our company values, structures and processes for good decision-making, accountability, control and behaviour.

It provides the framework within which:

  • the strategies and goals of S&W Plus are set and agreed;
  • our compliance obligations are identified and managed;
  • key risks are identified and managed;
  • ethical values and behaviours and responsible decision making provide for an ethical workplace.

As part of our commitment to good corporate governance, we have established a Risk and Compliance Committee (R&C Committee). This committee assists Management in performing its role and meeting our strategic goals.

Compliance and Risk Management

We view effective compliance risk management as a core part of our governance and our operations. Our Compliance Risk Management Policy outlines our approach and direction in relation to compliance risk management.

We consider it good governance that our compliance risk management policy considers the following issues:

  • our strategy;
  • the material business risks we face;
  • our client and stakeholder expectations; and
  • the regulatory framework within which we operate

We consider it good governance that we maintain a culture of compliance, which is adherence to the requirements not only of the law but also industry codes and principles of good governance and ethical standards.

S&W Plus QLD

ABN: 14​​ 303​​ 080​​ 482​

ACN: 602​​ 684​​ 177​

Corporation Licence

4296787

S&W Plus VIC

ABN: 34 638 128 097​

ACN: 638 718 996

Corporation Licence

085284L

S&W Plus ACT

ABN: 49 685 718 996

ACN: 685 718 996

Corporation Licence

18404230